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Cover

Foreword

Authors' Preface

Acknowledgments

1. Introduction

Why Follow Up?

Evaluation Designs and Their Influence on Tracking

Integrating Follow-Up into Your Evaluation Design

Techniques and Sources of Information

Considerations for Fieldwork Implementation

2. Ethical and Confidentiality Considerations ..

Federal Regulations Regarding Client Confidentiality

Institutional Review of Study Procedures Informed Consent

Informed Consent

Health Insurance Portability and Accountability Act (HIPAA)

Certificate of Confidentiality

Confidentiality and Ethical Practices when Tracking

3. Getting Started

Budget Considerations

Setting Up the Tracking System

Documenting the Procedures

Tracking Steps

4. Tracking

4.1. COMPLETING LOCATOR INFORMATION

The Locator Form

Records Abstraction

Authorization for Release of Information

4.2. TRACKING BY MAIL

Types of Correspondence

Postal Codes and Follow-up

Actions for Returned Mail When to Send Letters

4.3. TRACKING BY TELEPHONE

Family and Friends

Employer Contact

Answering Machines/Voice Mail

Directory Assistance/Telephone Book

Reverse or Cross-Reference Directories

4.4. TRACKING BY COMPUTER

Search Engines

Web-based White Pages

Zip Code Look-Up

Public Records Web sites

Criminal Justice Web sites

Web-based Search Services

Other Web Resources

4.5. DOORKNOCKING

Home Visits

Doorknocking Guidelines

Preparing for Red Flag Situations: Abuse, Suicidality, Danger to Others

Safety in the Field

4.6. THE IDEAL TRACKER

Staffing

5. Information Sources

5.1. DATABASE SEARCHES

Alcohol and Drug Data Systems

Credit Bureau Reports

Database Search Services

5.2. CRIMINAL JUSTICE SYSTEM INFORMATION SOURCES

Rap Sheets

Arrest Reports and FBI Reports

Federal Prison Inmate Records

State Prison System Inmate Records

County Jail Inmate Lists and Booking Logs

Parole and Probation Records

Deportation Records

A Note on Interviewing Clients in Jails and Prisons

5.3. SOCIAL SERVICES INFORMATION SOURCES

Searching Social Service Agency Records

Social Security Forwarding System

5.4. MISCELLANEOUS INFORMATION SOURCES

Obtaining Vital Statistics Records

Searching Local Sources of Death Information

Social Security Death Index

National Death Index

Court Records

Salvation Army Missing Persons Service

Places of Worship

Obtaining DMV Reports

Military/Veterans Affairs/Civil Service Information

Bureau of Citizenship and Immigration Services

Internal Revenue Service

Colleges

Utility Companies

Voter Registration

Community Clinics and Hospitals

Various Publications

6. Special Populations
LOCATING HOMELESS CLIENTS

Places to Track Homeless Clients

Establish Post Office Boxes/Allow Clients to Receive Mail at Your Organization

Classified Ads

7. Refusal and Disappearance: Deciding What to Do

Converting the Resistant Client

When to Take "No" for an Answer

Before You Give Up

References Appendices

APPENDIX A:

Locator Form

Tracking Log

Authorization for Release of Information

Checklist for Tracking and Locating

Samples of Completed Forms

APPENDIX B: SAMHSA Confidentiality Certificate Information

APPENDIX C: Scripts for Doorknocking and Telephone Locating

APPENDIX D: Red Flag Guidelines

APPENDIX E: Sample Project Letters

APPENDIX F: Telephone Area Codes

APPENDIX G: Social Security Number Prefixes by State

APPENDIX H: Obtaining Vital Statistics Information by State

APPENDIX I: Department of Motor Vehicles Information State-by-State

APPENDIX J: Federal Government Request Forms

Freedom of Information/Privacy Act Request

Request Pertaining To Military Records

Complete Tracking Manual in PDF

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